Susan Johnson is a registered investment advisor at Morgan Stanley, based in Washington, DC, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1747 Pennsylvania Avenue NorthWest, Street 900, Washington, DC, 20006
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
February 2022 - Present · 4 yrs 3 mos
Morgan Stanley
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2016 - February 2022 · 5 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
August 2016 - February 2022 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2010 - August 2016 · 6 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - August 2016 · 6 yrs 10 mos
Banc of America Investment Services, INC.Broker
October 2009 - October 2009 · 0 mos
Oppenheimer & CO. INC.Broker
April 2009 - July 2009 · 3 mos
Stanford Group CompanyBroker
October 2008 - March 2009 · 5 mos
Wachovia Securities, LLCBroker
January 2008 - October 2008 · 9 mos
Wachovia Securities, LLCBroker
May 2005 - December 2005 · 7 mos
Ust Securities CORP.Broker
December 2001 - March 2004 · 2 yrs 3 mos
First Union Securities, INC.Broker
October 2000 - July 2001 · 9 mos
First Union Brokerage Services, INC.Broker
July 1999 - October 2000 · 1 yr 3 mos
Wachovia Brokerage ServiceBroker
March 1991 - October 1997 · 6 yrs 7 mos
Ids Life Insurance CompanyBroker
February 1987 - February 1991 · 4 yrs
American Express Financial Advisors INC.Broker
February 1987 - February 1991 · 4 yrs
State Registrations25 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.