David Holperin
David Holperin is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Rhinelander, WI, with 39 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
10 East Courtney Street, Rhinelander, WI, 54501
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David owns On the Go LLC, a real estate and investment company, and spends a few hours per week on it. He also serves on the Town Plan Committee for the Township of Crescent and will be the President of Rotary International of Rhinelander, spending about 10-20% of his time on it.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Citigroup Global Markets INC.Broker
State Registrations28 states
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