RA
RA

Roger Achtermann

39 Years of Experience
Alexandria, VA
Broker

Roger Achtermann is a registered investment advisor at Morgan Stanley, based in Alexandria, VA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

333 John Carlyle Street, Suite 650, Alexandria, VA, 22314

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Roger is a sole proprietor/owner of rental real estate in Alexandria, Virginia, since 1992. He spends minimal time on property management and administrative tasks related to this investment-related activity.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
May 1998 - June 2009 · 11 yrs 1 mo
Citigroup Global Markets INC.Broker
February 1998 - June 2009 · 11 yrs 4 mos
Prudential Securities IncorporatedBroker
May 1989 - March 1998 · 8 yrs 10 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
January 1987 - June 1989 · 2 yrs 5 mos
State Registrations41 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.