TC
TC

Thomas Catlett

37 Years of Experience
Richmond, VA
Broker

Thomas Catlett is a registered investment advisor at Morgan Stanley, based in Richmond, VA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

901 East Byrd Street, Suite 2000, Richmond, VA, 23219

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas serves as a trustee/co-trustee for a trust since April 2022. This activity takes minimal time.

Employment History
Current Registrations
Morgan Stanley
May 2010 - Present · 16 yrs
Morgan StanleyBroker
May 2010 - Present · 16 yrs
Previous Registrations
Davenport & Company LLCBroker
January 2009 - May 2010 · 1 yr 4 mos
Davenport & Company LLC
December 2008 - May 2010 · 1 yr 5 mos
Three Chopt Capital Management LLC
May 2007 - December 2008 · 1 yr 7 mos
Citigroup Global Markets INC.
April 2003 - May 2005 · 2 yrs 1 mo
Salomon Brothers INC.Broker
December 1997 - September 1998 · 9 mos
Citigroup Global Markets INC.Broker
January 1995 - May 2005 · 10 yrs 4 mos
Kidder, Peabody & CO. IncorporatedBroker
December 1986 - January 1995 · 8 yrs 1 mo
State Registrations49 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Thomas Catlett - Financial Advisor | TrueAdvisor