Gary Fakes is a registered investment advisor, based in Salem, MO, with 36 years of industry experience.
Location
9813 Tebbets Road, Salem, MO, 65560
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gary is an independent insurance agent since 2009, dedicating a few hours per week to insurance sales. He also spends about a quarter of his time on tax preparation and accounting through Gary W. Fakes, CPA P.C.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 10 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 10 mos
Previous Registrations
Avantax Advisory Services
March 1999 - September 2025 · 26 yrs 6 mos
Avantax Investment Services, INC.Broker
October 1990 - September 2025 · 34 yrs 11 mos
H.D. Vest Investment Securities, INC.Broker
October 1988 - December 1989 · 1 yr 2 mos
State Registrations5 states
CAFLGAMOVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.