Robert Jaffe
Robert Jaffe is a registered investment advisor at Osaic Wealth, INC., based in Los Angeles, CA, with 39 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
11835 W. Olympic Blvd., Suite 1155 E, Los Angeles, CA, 90064
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 1999Other Business ActivitiesSells Insurance
Robert works as an agent selling fixed insurance products through an LLC. He dedicates minimal time to this activity.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Lehman Brothers INC.Broker
Bear, Stearns & CO. INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.