Eric Rolshoven
Eric Rolshoven is a registered investment advisor at American Independent Securities Group, LLC, based in Florence, MT, with 39 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 4,385 clients with $990M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Annual fees generally range from 0.75% to 2.5% based on total assets, investment style, and program platform. Fees are negotiable.
Fee Estimator
Location
Florence, MT
Get directionsHistory
Regulatory History (4)
Customer Dispute
November 2018Customer Dispute
January 2016Regulatory
August 2015Employment Separation After Allegations
May 2015Other Business ActivitiesSells Insurance
Eric operates Treasure State Retirement Planning as a sole proprietorship, functioning as an independent insurance agent and selling securities. This takes nearly full-time hours, with some time spent during trading hours.
Employment History
Current Registrations
American Independent Securities Group, LLC
American Independent Securities Group, LLCBroker
Previous Registrations
Sii Investments, INC.Broker
Fsc Securities Corporation
Rocky Mountain Financial Advisors LLC
Fsc Securities CorporationBroker
American Express Financial Advisors INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.