KH
KH
Katherine Horgan
19 Years of Experience
Medford, MA
4 Disclosures
Katherine Horgan is a registered investment advisor at Heritage Wealth Management, based in Medford, MA, with 19 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 195 clients with $120M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
195 clients
Average Client Portfolio
$607K average
Assets Under Management
$118.3M
Fee Structure
Minimum Investment:$500K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.90% |
| $5M+ | 0.80% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
0 Governors Avenue, Suite 34, Medford, MA, 02155
Get directionsHistory
Regulatory History (4)
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Regulatory
May 2019Final
Customer Dispute
October 2017Settled
Customer Dispute
October 2017Settled
Customer Dispute
April 2017Settled
Employment History
Current Registrations
Heritage Wealth Management
November 2011 - Present · 14 yrs 6 mos
Previous Registrations
Coastal Equities, INC.Broker
April 2019 - July 2019 · 3 mos
Coastal Equities, INC.Broker
November 2015 - March 2017 · 1 yr 4 mos
Investors Capital Advisory
November 2010 - December 2011 · 1 yr 1 mo
Investors Capital CORP.Broker
October 2010 - November 2013 · 3 yrs 1 mo
Raymond James Financial Services Advisors, INC
March 2009 - November 2010 · 1 yr 8 mos
Raymond James Financial Services, INC.Broker
December 2007 - November 2010 · 2 yrs 11 mos
Investors Capital CORP.Broker
July 2004 - December 2005 · 1 yr 5 mos
Ccbt Brokerage Direct, INC.Broker
April 2004 - June 2004 · 2 mos
State Registrations1 state
MA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.