RC
RC

Robert Clawson

39 Years of Experience
Houston, TX
1 DisclosureBroker

Robert Clawson is a registered investment advisor at RBC Capital Markets, LLC, based in Houston, TX, with 39 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

2 Post Oak Central, 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX, 77056-3859

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1993
Settled
Other Business Activities

Robert is a passive owner of ACE Offshore LLC, a pass-through entity for deer lease member payments. He spends minimal time writing checks to the landowner and feed store.

Employment History
Current Registrations
RBC Capital Markets, LLC
June 2002 - Present · 24 yrs 1 mo
RBC Capital Markets, LLC
March 1998 - Present · 28 yrs 4 mos
RBC Capital Markets, LLCBroker
March 1998 - Present · 28 yrs 4 mos
Previous Registrations
Dain Rauscher IncorporatedBroker
January 1998 - March 1998 · 2 mos
Rauscher Pierce Refsnes, INC.Broker
January 1990 - January 1998 · 8 yrs
Smith Barney, Harris Upham & CO., IncorporatedBroker
March 1987 - January 1990 · 2 yrs 10 mos
State Registrations21 states
ARAZCACOCTDEFLGAILKSKYLAMAMIMNMONMOKPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Clawson - Financial Advisor | TrueAdvisor