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Kenneth Gunter

26 Years of Experience
Fredricksburg, TX
2 DisclosuresSells Insurance

Kenneth Gunter is a registered investment advisor at Highcrest Capital, LLC, based in Fredricksburg, TX, with 26 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2 clients with $760M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$758.9M

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

208 S. Llano St., Fredricksburg, TX, 78624

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History

Regulatory History (2)
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Regulatory
July 2012
Final
Employment Separation After Allegations
December 2010
Other Business ActivitiesSells Insurance

Kenneth is a financial advisor with SafeWealth Advisors, where he meets with clients, reviews financial objectives, and revises holdings. He also sells fixed and indexed annuities insurance, dedicating about half his time to these activities.

Employment History
Current Registrations
Highcrest Capital, LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Ims Financial Advisors, INC.
July 2014 - February 2015 · 7 mos
Ims Securities, INC.Broker
April 2014 - February 2015 · 10 mos
Girard Securities, INC.Broker
January 2012 - April 2012 · 3 mos
AXA Distributors, LLCBroker
July 2006 - December 2010 · 4 yrs 5 mos
Transamerica Capital, INC.Broker
July 2005 - July 2006 · 1 yr
Citistreet Financial Services LLC
January 2005 - July 2005 · 6 mos
Citistreet Equities LLCBroker
January 2005 - July 2005 · 6 mos
Lincoln Financial Distributors, INC.
October 2002 - January 2005 · 2 yrs 3 mos
Lincoln Financial Distributors, INC.Broker
October 2002 - January 2005 · 2 yrs 3 mos
Metlife Investors Distribution CompanyBroker
April 2002 - September 2002 · 5 mos
American Skandia Marketing, INC.Broker
September 1998 - March 2002 · 3 yrs 6 mos
Link Investment Services, INC.Broker
October 1996 - February 1997 · 4 mos
Principal Financial Securities,inc.Broker
October 1990 - October 1996 · 6 yrs
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Gunter - Financial Advisor | TrueAdvisor