Thomas Dolan is a registered investment advisor, based in Troy, MI, with 39 years of industry experience.
Location
1111 West Long Lake Road, Ste 300, Troy, MI, 48098
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Regulatory History (2)
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Customer Dispute
February 2007Settled
Customer Dispute
March 2001Award / Judgment
Other Business Activities
Thomas is the Executive Vice President of Society for Lifetime Planning, a marketing organization, but has no specific duties. He also works full-time as a registered representative with Kestra Advisory Services, LLC.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
May 2022 - Present · 4 yrs 4 mos
Kestra Advisory Services, LLC
May 2022 - Present · 4 yrs 4 mos
Previous Registrations
LPL Financial LLCBroker
February 2018 - May 2022 · 4 yrs 3 mos
LPL Financial LLC
February 2018 - May 2022 · 4 yrs 3 mos
Invest Financial Corporation
November 2010 - February 2018 · 7 yrs 3 mos
Invest Financial CorporationBroker
May 2003 - February 2018 · 14 yrs 9 mos
Vestax Securities CorporationBroker
March 1991 - June 2003 · 12 yrs 3 mos
Vestax Securities CorporationBroker
February 1991 - March 1991 · 1 mo
American Express Financial Advisors INC.Broker
January 1987 - February 1991 · 4 yrs 1 mo
State Registrations21 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.