Stephen Carrione
Stephen Carrione is a registered investment advisor at LPL Financial LLC, based in Bloomfield, NJ, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Bloomfield, NJ
Get directionsHistory
Regulatory History (4)
Customer Dispute
June 2021Customer Dispute
July 2001Regulatory
June 2001Customer Dispute
February 1999Other Business ActivitiesSells Insurance
Stephen is associated with Petersen Advisors LLC, spending full-time hours there. He also owns a tax preparation sole proprietorship and sells variable annuities, life, health, and LTC insurance, dedicating about 10-20% of his time to the latter.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cadaret, Grant & CO., INC.Broker
Cadaret Grant & CO INC
Ameriprise Financial Services, LLC.
Ameriprise Financial Services, LLCBroker
RBC Capital Markets, LLCBroker
J. B. Hanauer & CO.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.