Jaime Garcia is a registered investment advisor, based in Cypress, CA, with 39 years of industry experience.
Location
6101 Ball Rd, Ste 206A, Cypress, CA, 90630
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jaime owns IAS Tax Advisory SVS Inc. providing accounting and tax services since 1988, dedicating nearly full-time hours. Jaime is also a trustee for a family trust and owns Investax Financial Planning, spending nearly full-time hours on financial services and investment management activities.
Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Triple Check Financial Services, INC.Broker
First American National Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.