LG
LG
Lore Gordon
37 Years of Experience
New York, NY
2 DisclosuresBroker
Lore Gordon is a registered investment advisor at Rmr Wealth Management, based in New York, NY, with 37 years of industry experience. Lore operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 118 clients with $140M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
118 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$135.8M
Fee Structure
Investment management only (planning not offered)
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Standard fee is up to 2.5% annually of the assets under management with a minimum fee of $1,000. Fees may be negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
14 Penn Plaza, Ste 1316, New York, NY, 10122
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 2010Customer Dispute
October 1998Denied
Employment History
Current Registrations
Rmr Wealth Management
February 2013 - Present · 13 yrs 3 mos
Dinosaur Financial Group, L.L.CBroker
February 2011 - Present · 15 yrs 3 mos
Previous Registrations
MML Investors Services, INC.Broker
May 2000 - December 2010 · 10 yrs 7 mos
Chase Investment Services CORP.Broker
September 1996 - January 2000 · 3 yrs 4 mos
Chemical Investment Services CORP.Broker
August 1994 - September 1996 · 2 yrs 1 mo
Natwest Investor Services CorporationBroker
September 1992 - August 1994 · 1 yr 11 mos
Uslife Equity Sales CORP.Broker
September 1991 - July 1992 · 10 mos
Lehman Brothers INC.Broker
November 1987 - August 1990 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1987 - October 1987 · 9 mos
State Registrations6 states
CTFLMDNJNYVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.