James Fuller
James Fuller is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Bristol, TN, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
500 State St, Bristol, TN, 37620
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2006Criminal
January 1978Other Business Activities
James is an officer of Hamitup, Inc, a for-profit S-Corp also known as Honey Baked Ham, since 2001. He spends minimal time on this activity and has no duties.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
J.C. Bradford & CO.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.