KH
KH

Kevin Hawkinson

38 Years of Experience
Boston, MA
Broker

Kevin Hawkinson is a registered investment advisor at RBC Capital Markets, LLC, based in Boston, MA, with 38 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

53 State Street, Suite 3600, Boston, MA, 02109-1875

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kevin is the treasurer for the Brewster Park Club neighborhood association, responsible for budgeting, managing expenses, and filing tax forms. He dedicates minimal time to this role.

Employment History
Current Registrations
RBC Capital Markets, LLC
February 2024 - Present · 2 yrs 5 mos
RBC Capital Markets, LLC
January 2024 - Present · 2 yrs 6 mos
RBC Capital Markets, LLCBroker
January 2024 - Present · 2 yrs 6 mos
Previous Registrations
Oppenheimer & CO. INC.
November 2010 - February 2024 · 13 yrs 3 mos
Oppenheimer & CO. INC.Broker
July 2010 - February 2024 · 13 yrs 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - August 2010 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
Edward D. Jones & CO., L.P.Broker
December 1986 - July 1987 · 7 mos
State Registrations19 states
AZCACTFLIDILINKSMAMEMINHNJNYPARIVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kevin Hawkinson - Financial Advisor | TrueAdvisor