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Leonard Smith

Legacy Investment Strategies, LLC
39 Years of Experience
Arcadia, CA
Broker
View SEC Summary
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Leonard Smith is a registered investment advisor at Legacy Investment Strategies, LLC, based in Arcadia, CA, with 39 years of industry experience. Leonard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 168 clients with $110M in assets under management.

Legacy Investment Strategies, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
168 clients
Average Client Portfolio
$663K average
Assets Under Management
$111.4M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%. Fees are negotiable based on factors such as historical relationships, asset types, and account size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

440 E Huntington Blvd, Arcadia, CA, 91006

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Leonard is involved with MGM Financial Group, providing income tax preparation, tax preparation, accounting, and CPA services since 1986. These activities are investment-related and take about half of Leonard's time.

Employment History
Current Registrations
Legacy Investment Strategies, LLC
May 2024 - Present · 2 yrs 5 mos
LPL Financial LLCBroker
May 2024 - Present · 2 yrs 5 mos
Previous Registrations
LPL Financial LLC
May 2024 - July 2026 · 2 yrs 2 mos
Crown Capital Securities, L.P.
March 2015 - May 2024 · 9 yrs 2 mos
Crown Capital Securities, L.P.Broker
August 1999 - May 2024 · 24 yrs 9 mos
Mutual Service CorporationBroker
March 1999 - August 1999 · 5 mos
Titan/value Equities Group, INC.Broker
December 1986 - March 1999 · 12 yrs 3 mos
State Registrations9 states
CAIDINMINVORSDTNWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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