JL
JL

John Laggis

38 Years of Experience
North Haven, CT
Broker

John Laggis is a registered investment advisor at Cetera Investment Advisers LLC, based in North Haven, CT, with 38 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

127 Washington Ave, 2nd FL WEST, North Haven, CT, 06473

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

John is a 59% owner of New View Wealth Management LLC, a DBA for Cetera business, continuity, and succession purposes. This takes a few hours per week.

Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2020 - Present · 5 yrs 10 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Financial Services, INC.Broker
April 1987 - June 2019 · 32 yrs 2 mos
State Registrations30 states
ALARAZCACOCTDCDEFLGAILKYMAMDMEMINCNHNJNYOHPAPRSCTNTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.