Donald Kluge
Donald Kluge is a registered investment advisor at Cetera Investment Advisers LLC, based in Pleasantville, NY, with 39 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
520 Bedford Road, Pleasantville, NY, 10570
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Donald sells health insurance as an owner since 2007, dedicating a few hours per week. He also owns The Kluge Financial Group LLC, a financial services, tax, and accounting practice, spending about 10-20% of his time on sales and service. Additionally, Donald is a servicing agent for fixed annuity contracts with Wilton Reassurance Life Company of NY and sells fixed insurance with various companies as an insurance agent, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
C.J.M. Asset Management, LLC
C. J. M. Planning CORP.Broker
H.D. Vest Investment ServicesBroker
State Registrations26 states
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