Kevin Ogrady
Kevin Ogrady is a registered investment advisor at LPL Financial LLC, based in Three Mile Bay, NY, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Three Mile Bay, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin is involved in several outside business activities. He sells non-variable insurance through O'Grady & Associates, is a board member for the Rotary Foundation, owns rental real estate, works at Taxwise Plus doing tax preparation, and uses O'Grady & Associates as a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Lincoln Financial Advisors CorporationBroker
Cigna Financial Advisors,inc.Broker
Dean Witter Reynolds INC.Broker
Oak Hill Securities, INC.Broker
Monmouth Investments, INC.Broker
Blinder, Robinson & CO., INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.