John Utley is a CFP-designated registered investment advisor, based in Stamford, CT, with 39 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John is the owner of Utley LLC, a support company/DBA, since 2021. He dedicates minimal time to this business.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Steward Partners Investment Advisory, LLC
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
June 2021 - May 2022 · 11 mos
Wells Fargo Clearing Services, LLCBroker
October 1999 - June 2021 · 21 yrs 8 mos
Wells Fargo Clearing Services, LLC
January 1991 - June 2021 · 30 yrs 5 mos
First Union Capital Markets CORP.Broker
January 1990 - October 1999 · 9 yrs 9 mos
Johnston, Lemon & CO. IncorporatedBroker
March 1987 - February 1990 · 2 yrs 11 mos
State Registrations31 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.