Ken Mazzie is a registered investment advisor, based in Palm Coast, FL, with 38 years of industry experience.
Location
32 Buttonworth Drive, Palm Coast, FL, 32137
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ken manages family trusts, works as an independent insurance agent, and provides tax preparation and accounting services through KEN J MAZZIE CPA and MAZZIE & CO LLC. His accounting and tax work takes about half of his time, while other activities require minimal time or a few hours per week.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Chubb Securities CorporationBroker
Tfs Securities, INC.Broker
Chubb Securities CorporationBroker
First American National Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.