Harold Moran
Harold Moran is a CFP-designated registered investment advisor at Sustainable Advisors Alliance LLC, based in Saratoga Springs, NY, with 39 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Charitable Giving, Education Planning, and 9 more. Their firm serves 559 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 1.65% |
| $200K - $500K | 1.50% |
| $500K - $1.0M | 1.45% |
| $1.0M - $2.0M | 1.35% |
| $2.0M - $3.0M | 1.30% |
| $3.0M - $5.0M | 1.10% |
| $5.0M - $1.0M | 0.70% |
| $1.0M - $20.0M | 0.65% |
| $20M+ | 0.65% |
Fees are maximums and may be lower or negotiable. Sub-advisor portfolio management programs charge up to 1.95% on all asset levels.
Fee Estimator
Location
Saratoga Springs, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sustainable Advisors Alliance LLC
Previous Registrations
Portfolio Resources Advisor Group, INC.
Portfolio Resources Group, INC.Broker
Cadaret, Grant & CO., INC.Broker
Advantage Capital CorporationBroker
First Investors CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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