Dennis Morin
Dennis Morin is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Vernon, CT, with 30 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
281 Hartford Turnpike, Suite 405, Vernon, CT, 06066
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2007Customer Dispute
February 2002Other Business ActivitiesSells Insurance
Dennis sells fixed insurance products since 1996, dedicating about 10-20% of his time. He is also an author since 2012 and co-owner of The 11 West Street Trust, a real estate entity, since 2022.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.