Dennis Morin
Dennis Morin is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Vernon, CT, with 30 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 2.25% |
| $750K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2M+ | 1.50% |
Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.
Fee Estimator
Location
281 Hartford Turnpike, Suite 405, Vernon, CT, 06066
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2007Customer Dispute
February 2002Other Business ActivitiesSells Insurance
Dennis sells fixed insurance products since 1996, dedicating about 10-20% of his time. He is also an author since 2012 and co-owner of The 11 West Street Trust, a real estate entity, since 2022.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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