Joshua Mazer
Joshua Mazer is a CFP-designated registered investment advisor at Thurston Springer Advisors, based in Indianapolis, IN, with 38 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 6,759 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Thurston Springer uses third-party portfolio advisors, and clients pay a fee based on the third-party's fee schedule. Thurston Springer retains a portion of this fee. The overall advisory fee is negotiable. Clients will have some cash in their account to cover advisory fees. Clients may pay additional fees or expenses in a third-party advisory account, such as ticket charges, IRA fees, and wire fees.
Location
9000 Keystone Crossing, Seventh Floor, Indianapolis, IN, 46240
Get directionsHistory
Regulatory History (4)
Customer Dispute
February 2014Customer Dispute
August 2007Customer Dispute
October 2002Customer Dispute
September 2002Other Business Activities
Joshua serves as power of attorney and trustee for family members, owns a boat slip rental property, and co-owns Vantage Wealth Management, Inc. He also works as a registered lobbyist and a Senior Policy Advisor for the Department of Health and Human Services, taking about half of his time.
Employment History
Current Registrations
Thurston Springer Advisors
Thurston, Springer, Miller, Herd & Titak, INC.Broker
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Wachovia Securities, LLCBroker
Wells Fargo Advisors, LLC
A. G. Edwards & Sons, INC.Broker
A. G. Edwards & Sons, INC.
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Alexander Key Investments
Suntrust Capital Markets, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Salomon Smith Barney INC.Broker
A. G. Edwards & Sons, INC.Broker
Meridian Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Derand Investment Corporation of AmericaBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.