BN
BN

Brian Carl Nelson

31 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
6 advisors
Number of Clients
348 clients
Average Client Portfolio
$419K average
Assets Under Management
$145.9M

Fee Structure

Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K1.50%
$100K - $1.0M1.00%
$1M+1.00%

Fees negotiable over $1,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

810 Gleneagles Court, Suite 109, Baltimore, MD, 21286

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is the founder and president of Harborside Sales Group, providing sales and marketing services, dedicating nearly full-time hours. He also provides strategic support to Jemma Investment Advisors, LLC and serves as President of Cromwell Investment Advisors, LLC, dedicating about a quarter of his time to each. Brian also has supervisory duties for Harborside through Foreside Fund Services, LLC.

Employment History
Current Registrations
Jemma Financial Services
December 2024 - Present · 1 yr 2 mos
Thurston Springer FinancialBroker
July 2022 - Present · 3 yrs 7 mos
Previous Registrations
Foreside Fund Services, LLCBroker
October 2018 - July 2022 · 3 yrs 9 mos
Eulav Securities LLCBroker
May 2014 - June 2018 · 4 yrs 1 mo
Foreside Fund Services, LLCBroker
June 2009 - December 2013 · 4 yrs 6 mos
Foreside Fund Services, LLCBroker
November 2006 - August 2008 · 1 yr 9 mos
Mercantile Investment Services, INC.Broker
October 2004 - November 2006 · 2 yrs 1 mo
Vanguard Marketing CorporationBroker
July 2003 - March 2004 · 8 mos
Incap Securities, INC.Broker
April 2002 - May 2002 · 1 mo
Deutsche Banc Alex. Brown INC.Broker
January 2001 - January 2002 · 1 yr
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
November 1990 - September 1997 · 6 yrs 10 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.