Keith Holmes is a CFP-designated registered investment advisor, based in Owings Mills, MD, with 34 years of industry experience. Keith is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Three Financial Center, 4515 Painters Mill Road, Owings Mills, MD, 21117
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
T. Rowe Price Investment Services, INC.
July 2017 - Present · 9 yrs 3 mos
T. Rowe Price Advisory Services, INC.
July 2017 - Present · 9 yrs 3 mos
T. Rowe Price Investment Services, INC.Broker
July 2017 - Present · 9 yrs 3 mos
Previous Registrations
LPL Financial LLC
August 2016 - May 2017 · 9 mos
LPL Financial LLCBroker
July 2016 - May 2017 · 10 mos
Morgan Stanley
September 2009 - January 2014 · 4 yrs 4 mos
Morgan StanleyBroker
September 2009 - January 2014 · 4 yrs 4 mos
Ferris, Baker Watts IncorporatedBroker
August 2005 - July 2008 · 2 yrs 11 mos
Ryan Beck & CO.Broker
March 2003 - August 2005 · 2 yrs 5 mos
Chapman On-Line, INCBroker
October 1998 - February 2003 · 4 yrs 4 mos
The Chapman CO.Broker
August 1988 - March 2003 · 14 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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