James Maresca is a registered investment advisor at LPL Financial LLC, based in Guerneville, CA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Guerneville, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James has authored a book on investing and is seeking a commercial publisher, dedicating about 10% of his time to this endeavor. He also operates Maresca Money Management, LLC as a DBA for his LPL business, spending about two-thirds of his time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
Technology Funding Securities CorporationBroker
State Registrations16 states
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