Kevin Anthony
Kevin Anthony is a registered investment advisor at Golden Years Financial Advisors, INC., based in South Bend, IN, with 30 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Golden Years Financial Advisors does not directly manage investments. Instead, they refer clients to third-party money managers like Gradient Investments. The fees for investment management are charged by the third-party manager and are a percentage of the assets they manage. Golden Years receives a portion of these fees as a referral fee. For example, with Gradient Investments, fees range from 1.00% to 1.80% depending on the portfolio type, with Golden Years receiving 0.60% to 1.00% and Gradient receiving the rest. A $15 quarterly service fee is also charged.
Location
614 E. Ireland Road, South Bend, IN, 46614
Get directionsHistory
Regulatory History (1)
Regulatory
August 2002Other Business ActivitiesSells Insurance
Kevin is a sole proprietor and insurance agent at Golden Years Planning Services, dedicating about a quarter of his time to selling life insurance and fixed annuity products since 2009. He also owns and manages employees of a health insurance practice through The Sanders Agency Inc., spending about 10-20% of his time on this non-investment related business since 2022, but is not engaged in active sales.
Employment History
Current Registrations
Golden Years Financial Advisors, INC.
Previous Registrations
Independence Capital CO., INC.
Independence Capital CO., INC.Broker
The O.N. Equity Sales CompanyBroker
Spectrum Investment Services, INC.Broker
Investors Capital CORP.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
American Express Financial Advisors INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.