Thomas Seaman
Thomas Seaman is a CFA-designated registered investment advisor at Thomas Seaman Company, based in Laguna Beach, CA, with 27 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 66 clients with $67M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Thomas Seaman Company has no set minimum account size, but accounts under $250,000 may be charged a higher rate up to 1.5% annually. Fees are negotiable and billed quarterly in arrears.
Fee Estimator
Location
465 Forest Avenue, Suite G, Laguna Beach, CA, 92651
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Regulatory History (1)
Regulatory
January 2017Other Business Activities
Thomas serves as a court-appointed receiver through Thomas Seaman Company, managing assets of receivership estates. This involves seizing, managing, accounting for, and liquidating real assets and operating companies, taking up nearly full-time.
Employment History
Current Registrations
Thomas Seaman Company
Previous Registrations
Thomas Seaman Company
Thomas Seaman Company
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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