Charles Peterson
Charles Peterson is a registered investment advisor at LPL Financial LLC, based in Durango, CO, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Durango, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is involved in several outside business activities, including Robertson Family Farm LLC, Cimarron Golf Parters, Durango Wealth Management LLC, and Aries LLC. He also engages in non-variable insurance activities, dedicating about 10-20% of his time to it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cantella & CO., INC.Broker
Cantella & CO., INC.
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Brown Advisory Incorporated
Bovaro Partners, LLCBroker
Funds Distributor, INC.Broker
Uam Fund Distributors, INC.Broker
T. Rowe Price Investment Services, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.