TR
CFP
TR
CFP

Troy Rossow

19 Years of Experience
Boston, MA
Broker

Troy Rossow is a CFP-designated registered investment advisor at Columbia Management Investment Advisers, LLC, based in Boston, MA, with 19 years of industry experience. Troy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,909 clients with $460B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
190 advisors
Number of Clients
2,909 clients
Average Client Portfolio
$157.3M average
Assets Under Management
$457.5B

Fee Structure

Minimum Investment:$25M
Investment management only (planning not offered)

Columbia Management's investment management fees are generally based on a percentage of the value of your portfolio. Fees are billed quarterly. The firm may negotiate different fees for different accounts based on factors like the size of the account and the services provided.

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Location

290 Congress Street, Boston, MA, 02210

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Columbia Management Investment Advisers, LLC
January 2022 - Present · 4 yrs 6 mos
Columbia Management Investment Distributors, INC.Broker
January 2022 - Present · 4 yrs 6 mos
Columbia Management Investment Distributors, INC.
January 2022 - Present · 4 yrs 6 mos
Previous Registrations
Foreside Financial Services, LLCBroker
January 2020 - December 2021 · 1 yr 11 mos
BMO Investment Distributors, LLCBroker
January 2016 - December 2019 · 3 yrs 11 mos
RBC Dain Rauscher INC.
October 2002 - August 2004 · 1 yr 10 mos
RBC Dain Rauscher INC.Broker
August 2002 - August 2004 · 2 yrs
Cmp Equities, INC.Broker
April 1991 - August 1994 · 3 yrs 4 mos
Intercap Financial CorporationBroker
March 1988 - October 1990 · 2 yrs 7 mos
Pruco Securities CorporationBroker
January 1987 - January 1988 · 1 yr
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.