James Lyman is a registered investment advisor at Belle Haven Investments, L.P., based in Rye Brook, NY, with 26 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 24,433 clients with $20B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Belle Haven charges a percentage of the assets they manage. The specific fee depends on the investment strategy chosen. Clients within the same strategy may have different fee arrangements. Here are the maximum fees for each strategy:
- 3-17 Year Ladder: 0.50%
- Cash Management: 0.50%
- Ladder PLUS: 0.50%
- Muni PLUS: 1.00%
- Taxable Ladder PLUS: 0.50%
- Taxable PLUS: 1.00%
Location
800 Westchester Avenue, Suite N607, Rye Brook, NY, 10573
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Belle Haven Investments, L.P.Broker
Belle Haven Investments, L.P.
Previous Registrations
Neuberger Berman Bd LLCBroker
Neuberger Berman Bd LLC
Oppenheimer & CO. INC.Broker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Robeco Securities, L.L.C.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.