Lawrence Macy
Lawrence Macy is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Naples, FL, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
Naples, FL
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2014Customer Dispute
June 2010Other Business Activities
Lawrence is a committee member for The Cradle Foundation Golf Committee, a non-profit charitable organization, since 2016. He spends minimal time on this activity, primarily choosing menus, selecting venues, soliciting auction items, and determining pricing and prizes for the outing.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
La Salle St. Securities, INC.Broker
Bear, Stearns & CO. INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.