James Webb is a registered investment advisor at Capital Financial, LLC, based in Olney, MD, with 39 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 85 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.80% |
| $1.0M - $5.0M | 0.50% |
| $5M+ | 0.30% |
Fees are negotiable.
Fee Estimator
Location
3413 Olandwood Court Suite 104, Olney, MD, 20832
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is the President of an insurance sales business since 1981. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Capital Financial, LLC
Previous Registrations
Grove Point Investments, LLCBroker
Ferris, Baker Watts IncorporatedBroker
Mid Atlantic Investor Services, INC.Broker
Ferris, Baker Watts IncorporatedBroker
Dominick & Dominick, IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.