TrueAdvisor
TrueAdvisor
RB
RB

Robert Battin

Nations Financial Group, INC.
39 Years of Experience
Silverdale, WA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Robert Battin is a registered investment advisor at Nations Financial Group, INC., based in Silverdale, WA, with 39 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 5,569 clients with $4.8B in assets under management.

Nations Financial Group, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
89 advisors
Number of Clients
5,569 clients
Average Client Portfolio
$857K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Asset-based fees range up to 2.25% for standard advisory accounts and up to 2.50% for all-inclusive wrap accounts. Fees are negotiable and vary by representative and account type.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3491 NW Anderson Hill Rd., Silverdale, WA, 98383

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2005
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert is an owner of Corinthian Wealth Partners LLC, where he makes decisions on company issues, but spends minimal time. He is also a trustee for Corinthian Wealth Partners 401k, dedicating minimal time, and owns Anderson Hill Properties, a commercial property, spending minimal time managing it.

Employment History
Current Registrations
Nations Financial Group, INC.
February 2021 - Present · 5 yrs 8 mos
Nations Financial Group, INC.Broker
February 2021 - Present · 5 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
August 2019 - February 2021 · 1 yr 6 mos
Summit Financial Group INC
December 2017 - February 2021 · 3 yrs 2 mos
Summit Brokerage Services, INC.Broker
December 2017 - September 2019 · 1 yr 9 mos
Wells Fargo Advisors Financial Network, LLC
September 2011 - December 2017 · 6 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2011 - December 2017 · 6 yrs 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2011 · 2 yrs 4 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2011 · 2 yrs 4 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Citigroup Global Markets INC.
November 1990 - June 2009 · 18 yrs 7 mos
Lehman Brothers INC.Broker
January 1987 - July 1993 · 6 yrs 6 mos
State Registrations19 states
AZCACOFLGAHIIDINMAMNMTNCNVOKORTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Silverdale, WA →All financial advisors in Washington →