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Douglas Noll

39 Years of Experience
St. Louis, MO
Broker

Douglas Noll is a registered investment advisor at Stifel Independent Advisors, LLC, based in St. Louis, MO, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 7,902 clients with $5B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
132 advisors
Number of Clients
7,902 clients
Average Client Portfolio
$634K average
Assets Under Management
$5.0B

Fee Structure

Minimum Investment:$50K

Stifel Independent Advisors offers investment management through various programs. Fees are generally based on a percentage of assets, but can be a fixed dollar amount. The Stifel Vantage Program charges transaction-based commissions. The Stifel Summit Program charges up to 1.00% of the total value of investments under management. Fees are negotiable.

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Location

501 N. Broadway, St. Louis, MO, 63102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas is the treasurer for the Fox Run Hollow Road Association, handling money for road repairs. This activity requires minimal time and is not investment-related.

Employment History
Current Registrations
Stifel Independent Advisors, LLC
October 2018 - Present · 7 yrs 7 mos
Stifel Independent Advisors, LLCBroker
October 2018 - Present · 7 yrs 7 mos
Stifel, Nicolaus & Company, Incorporated
December 2005 - Present · 20 yrs 5 mos
Stifel, Nicolaus & Company, IncorporatedBroker
February 1987 - Present · 39 yrs 3 mos
State Registrations2 states
MOSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.