Derek Smith
Derek Smith is a registered investment advisor at Janney Montgomery Scott LLC, based in Marietta, OH, with 39 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
346 Third Street, Marietta, OH, 45750
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Regulatory History (1)
Customer Dispute
January 2007Other Business Activities
Derek is a manager at D and L Smith Farm, LLC, searching to purchase family land for recreational use, farming, select timber, and a potential family home site. This activity is not compensated, not investment related, and takes minimal time.
Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Previous Registrations
Parker/hunter Incorporated
Parker/hunter IncorporatedBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.