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Frank Welch
35 Years of Experience
Riverview, FL
1 DisclosureBroker
Frank Welch is a registered investment advisor at Cetera Investment Advisers LLC, based in Riverview, FL, with 35 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
6019 Winthrop Commerce Ave, Riverview, FL, 33578
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Regulatory History (1)
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Employment Separation After Allegations
July 1997Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2018 - Present · 8 yrs 1 mo
Cetera Investment Services LLCBroker
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
Suntrust Advisory Services, INC.
August 2016 - April 2018 · 1 yr 8 mos
Suntrust Investment Services, INC.
October 2004 - December 2016 · 12 yrs 2 mos
Suntrust Investment Services, INC.Broker
October 2004 - April 2018 · 13 yrs 6 mos
Liberty Securities CorporationBroker
August 1998 - April 2000 · 1 yr 8 mos
Southtrust Securities, INC.
July 1998 - October 2004 · 6 yrs 3 mos
Southtrust Securities, INC.Broker
July 1998 - October 2004 · 6 yrs 3 mos
Argus Securities, INC.Broker
September 1997 - September 1997 · 0 mos
Amsouth Investment Services, INC.Broker
September 1994 - July 1997 · 2 yrs 10 mos
Glenfed Brokerage ServicesBroker
April 1994 - August 1994 · 4 mos
Thomson Mckinnon Securities INC.Broker
June 1989 - July 1989 · 1 mo
Prudential Securities IncorporatedBroker
June 1989 - June 1993 · 4 yrs
Drexel Burnham Lambert IncorporatedBroker
September 1988 - June 1989 · 9 mos
State Registrations24 states
ALAZCACOCTDEFLGAILINKYMAMIMOMSMTNCNJNYPASCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.