Maryanne Sarfati is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
595 South Federal Highway, Suite 400, Boca Raton, FL, 33432
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
August 2007 - June 2009 · 1 yr 10 mos
Morgan Stanley & CO. IncorporatedBroker
August 2007 - June 2009 · 1 yr 10 mos
Citigroup Global Markets INC.
June 2005 - August 2007 · 2 yrs 2 mos
Citigroup Global Markets INC.Broker
August 1995 - August 2007 · 12 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1987 - August 1995 · 8 yrs 4 mos
State Registrations8 states
CACTFLMANJNYSCVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.