Susan Risner
Susan Risner is a registered investment advisor at Sound Financial Advisors, INC., based in Cle Elum, WA, with 39 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 59 clients with $18M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sound Financial Advisors provides investment advice through the AssetMark Platform. The maximum combined annual advisory fee charged to clients will not exceed 1.95%. The exact fee will be outlined in the advisory agreement. Fees are billed quarterly in advance and are negotiable.
Location
Cle Elum, WA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Susan is an insurance agent/contractor for various insurance companies, selling LTC, disability, and other insurance products, dedicating minimal time. She also owns Sound Financial Advisors, where she provides investment advice to clients on a full-time basis.
Employment History
Current Registrations
Sound Financial Advisors, INC.
Previous Registrations
Kms Financial Services, INC
Kms Financial Services, INC.Broker
Sound Financial Advisors, INC.
Pentad Securities, INC.Broker
Pacific Harbor Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Waddell & Reed, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.