Mark Battaglia
Mark Battaglia is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Upper Saint Clair, PA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
180 Fort Couch Rd, Upper Saint Clair, PA, 15241
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2010Customer Dispute
February 2001Customer Dispute
October 1993Other Business Activities
Mark is on the fundraising committee for The Joe Humphreys Student Angling Fund, dedicating minimal time each month. He also serves on a committee to raise funds for Upper St Clair High School stadium renovations, also dedicating minimal time each month.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Salomon Smith Barney INC.Broker
Prudential Securities IncorporatedBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.