Paul Vogel
Paul Vogel is a registered investment advisor at LPL Financial LLC, based in Land O' Lakes, FL, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
16703 Early Riser Ave Ste 247, Land O' Lakes, FL, 34638
Get directionsHistory
Regulatory History (4)
Customer Dispute
May 2013Customer Dispute
July 2003Customer Dispute
September 2002Customer Dispute
November 2000Other Business Activities
Paul operates his LPL business under the DBA U-VEST Financial since March 2022. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Jhs Capital Advisors, LLC
Jhs Capital Advisors, LLCBroker
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
A. G. Edwards & Sons, INC.Broker
Thomson Mckinnon Securities INC.Broker
Sherwood Capital, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.