Mary Schwartz is a CFP-designated registered investment advisor, based in Fitchburg, WI, with 39 years of industry experience.
Location
2923 Marketplace Dr., Ste. 102, Fitchburg, WI, 53719
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mary is an independent insurance agent for various companies, dedicating about 10-20% of her time to this. She also works full-time as an advisory representative of an RIA and is a committee member for the Sauk Trails Optimist Club, spending minimal time on this civic activity.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Research, INC.
Previous Registrations
Symphonic Securities LLCBroker
Symphonic Financial Advisors LLC
Rim Securities LLCBroker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations7 states
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