James Ciocia
James Ciocia is a registered investment advisor at Cetera Investment Advisers LLC, based in Tampa, FL, with 38 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Tampa, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a CPA and owner of Generations Tax & Wealth Management, spending full-time hours on investments, accounting, and bookkeeping. He also works as an insurance agent selling fixed life insurance with Universal Financial Consultants for a few hours per week and provides trustee services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Cetera Financial Specialists LLC
Previous Registrations
National Asset Management, INC.
National Securities CorporationBroker
Asset & Financial Planning, LTD
Prime Capital Services, INC.Broker
Jt Securities INC.Broker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
The Equitable Life Assurance Society of the United StatesBroker
Equico Securities, INC.Broker
Life Planning INC.Broker
State Registrations25 states
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