David Reuben
David Reuben is a registered investment advisor at LPL Financial LLC, based in Huntington Station, NY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Huntington Station, NY
Get directionsHistory
Regulatory History (6)
Customer Dispute
June 2001Customer Dispute
May 2001Customer Dispute
February 1999Customer Dispute
May 1998Regulatory
March 1990Customer Dispute
June 1988Other Business ActivitiesSells Insurance
David is a tennis instructor, dedicating about a quarter of his time to this role. He is also a licensed insurance agent selling life and health insurance products and a financial advisor with Petersen Advisors and American Investment Planners LLC.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Royal Alliance Associates, INC.Broker
Petersen Investments, INC.Broker
Ryan Beck & CO.Broker
Gruntal & CO., L.L.C.Broker
Josephthal Lyon & Ross IncorporatedBroker
Robert Todd Financial CORP.Broker
Power Securities CorporationBroker
The Stuart-James Company, IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.