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David Reuben

LPL Financial LLC
39 Years of Experience
Huntington Station, NY
6 DisclosuresBrokerSells Insurance
View SEC Summary
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David Reuben is a registered investment advisor at LPL Financial LLC, based in Huntington Station, NY, with 39 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Huntington Station, NY

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2001
Settled
Customer Dispute
May 2001
Settled
Customer Dispute
February 1999
Settled
Customer Dispute
May 1998
Denied
Regulatory
March 1990
Final
Customer Dispute
June 1988
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is a tennis instructor, dedicating about a quarter of his time to this role. He is also a licensed insurance agent selling life and health insurance products and a financial advisor with Petersen Advisors and American Investment Planners LLC.

Employment History
Current Registrations
LPL Financial LLC
July 2025 - Present · 1 yr 3 mos
LPL Financial LLCBroker
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Cadaret Grant & CO INC
February 2022 - July 2025 · 3 yrs 5 mos
Cadaret, Grant & CO., INC.Broker
May 2019 - July 2025 · 6 yrs 2 mos
Royal Alliance Associates, INC.Broker
February 2018 - May 2019 · 1 yr 3 mos
Petersen Investments, INC.Broker
February 2003 - February 2018 · 15 yrs
Ryan Beck & CO.Broker
April 2002 - March 2003 · 11 mos
Gruntal & CO., L.L.C.Broker
November 1992 - May 2002 · 9 yrs 6 mos
Josephthal Lyon & Ross IncorporatedBroker
January 1991 - November 1992 · 1 yr 10 mos
Robert Todd Financial CORP.Broker
March 1989 - December 1990 · 1 yr 9 mos
Power Securities CorporationBroker
December 1988 - February 1989 · 2 mos
The Stuart-James Company, IncorporatedBroker
March 1987 - December 1988 · 1 yr 9 mos
State Registrations15 states
CACTFLGAMAMTNCNJNYPASCTNUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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