ER
CFP
ER
CFP

Elizabeth Roth

39 Years of Experience
Ste. Genevieve, MO
1 DisclosureBroker

Elizabeth Roth is a CFP-designated registered investment advisor at Morgan Stanley, based in Ste. Genevieve, MO, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

Ste. Genevieve, MO

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History

Regulatory History (1)
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Customer Dispute
May 2007
Settled
Other Business Activities

Elizabeth is a partner in Silver Sycamore Gallery, LLC, a fine arts gallery, spending about 10-20% of her time on business development, investment decisions, and sales/marketing. She is also a manager at Paul G Roth Farms LLC, an agricultural rental property, dedicating minimal time to administrative tasks.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 2 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
September 1987 - July 1993 · 5 yrs 10 mos
Tucker, Anthony & R. L. Day, INC.Broker
January 1987 - August 1987 · 7 mos
State Registrations31 states
ALARAZCACOCTDCDEFLILMAMDMEMNMONCNJNMNVNYOHORPASCSDTNTXUTVAWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.