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Douglas Nachman

Smith Moore & CO.
39 Years of Experience
Chesterfield, MO
Broker
View SEC Summary
View SEC Summary

Douglas Nachman is a registered investment advisor at Smith Moore & CO., based in Chesterfield, MO, with 39 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 4,142 clients with $2.4B in assets under management.

Smith Moore & CO.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
45 advisors
Number of Clients
4,142 clients
Average Client Portfolio
$573K average
Assets Under Management
$2.4B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Annual fees generally range between 0.5% and 3.0% of managed assets and are negotiable based on account size, investment types, portfolio complexity, and related family accounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

16305 Swingley Ridge Rd., Suite 130, Chesterfield, MO, 63017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas hosts a talk show radio program and is a general partner in Nachman Family Investments LP. He also owns rental property and a thoroughbred racehorse, dedicating minimal time to the latter.

Employment History
Current Registrations
Smith Moore & CO.
July 2002 - Present · 24 yrs 3 mos
Smith, Moore & CO.Broker
December 1989 - Present · 36 yrs 10 mos
Previous Registrations
Westport Financial Group, INC.Broker
January 1988 - December 1989 · 1 yr 11 mos
Newhard, Cook & CO. IncorporatedBroker
February 1987 - January 1988 · 11 mos
State Registrations26 states
ARAZCACOFLGAHIIAILINKSKYMAMIMONCNMNVNYOHOKPASCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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