Howard Margolis
Howard Margolis is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Southfield, MI, with 32 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
One Northwestern Plaza, 28411 Northwestern Highway, Southfield, MI, 48034
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Howard is a board member of St. Joseph's Helpers, a non-profit organization providing home maintenance and repairs. He dedicates minimal time to advisory oversight.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Clarfeld
Citizens Investment Services
Citizens Securities, INC.Broker
Cig Asset Management, INC.
Cig SecuritiesBroker
LPL Financial LLC
LPL Financial LLCBroker
J.P. Morgan Securities INC.Broker
Banc One Securities CorporationBroker
Citigroup Global Markets INC.Broker
First of America Brokerage Service, INC.Broker
Charles Schwab & CO., INC.Broker
Woodward Securities CorporationBroker
Travelers Equities Sales, INC.Broker
American Express Financial Advisors INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.