Richard Gorman is a registered investment advisor at Morgan Stanley, based in Birmingham, MI, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
34901 Woodward Avenue, Suite 300, Birmingham, MI, 48009
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
August 2010 - Present · 15 yrs 11 mos
Morgan StanleyBroker
June 2010 - Present · 16 yrs 1 mo
Previous Registrations
Roney & CO.Broker
May 1988 - May 1988 · 0 mos
Olde Discount CorporationBroker
August 1987 - February 1988 · 6 mos
Pruco Securities CorporationBroker
March 1987 - July 1987 · 4 mos
State Registrations38 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.